多天线少通道场景下原子范数最小化DOA估计算法

Direction of arrival estimation using atomic norm minimization under multi-antenna and limited channel scenarios

  • 摘要:
    目的 为解决测向平台硬件系统结构复杂、体积大、成本高的问题,提出一种基于通道切换的多快拍原子范数最小化波达方向(DOA)估计算法。
    方法 该算法通过构造随采样次数随机变化的开关切换矩阵,对接收信号进行切换采样以获取处理后的数据;基于该数据构建多快拍有噪声场景下的原子范数最小化优化模型,求解该模型对应的半正定规划问题得到最优解,再利用该最优解构建 Toeplitz 矩阵,最终通过范德蒙德分解从矩阵中提取信号的波达方向(DOA)信息。为进一步验证所提算法的有效性,推导了基于通道切换模型下的克拉美罗界(CRB)。
    结果 仿真实验表明,在阵元数为24,通道数为12,信噪比为5 dB,快拍数为100的仿真条件下,所提算法的均方根误差低于0.1°,且当两个信号的角度间隔为0.6°时,该算法的分辨成功概率为100%。相比于传统的稀疏类算法和子空间类算法,所提算法具有较好的估计精度和角分辨力,并且随着信噪比和快拍数逐渐增大,所提算法越来越接近CRB。
    结论 在保证测角精度和角分辨力的同时降低系统复杂度和硬件成本,为实现测向设备的小型化和便捷化提供了一条行之有效的解决途径。

     

    Abstract:
    Objective To address the issues of structural complexity, large size, and high cost in traditional direction-finding platforms, and to achieve miniaturization and portability of direction-finding equipment, this paper proposes a multi-snapshot atomic norm minimization algorithm for direction-of-arrival (DOA) estimation based on channel switching.
    Method The proposed approach utilizes a channel switching mechanism, where a switching matrix is designed to randomly vary across sampling instances. This strategy allows a reduced number of radio-frequency (RF) channels to sequentially sample a larger antenna array, thereby effectively emulating a virtual array aperture while significantly reducing hardware requirements. Based on these switched observations, a noisy multi-snapshot signal model is developed. The DOA estimation task is then formulated as a continuous-domain atomic norm minimization problem, overcoming the basis mismatch issue typically encountered in grid-based sparse reconstruction methods. By solving the resulting semidefinite programming (SDP) problem, a structured Toeplitz covariance matrix is recovered. The DOA parameters are then extracted through Vandermonde decomposition of this Toeplitz matrix, yielding high-resolution angle estimates. In addition, to provide a theoretical benchmark for performance evaluation, the Cramér–Rao bound (CRB) under the proposed channel switching observation model is rigorously derived.
    Results Extensive numerical simulations were conducted to assess the effectiveness of the proposed method. The results indicate that, with 24 antenna elements, 12 RF channels, a signal-to-noise ratio (SNR) of 5 dB, and 100 snapshots, the proposed algorithm achieves a root mean square error (RMSE) of less than 0.1°. Furthermore, when the angular separation between two closely spaced sources is as small as 0.6°, the proposed method achieves a 100% success rate in resolution, demonstrating its strong super-resolution capability. Compared with conventional sparse reconstruction–based algorithms such as orthogonal matching pursuit (OMP) and traditional subspace-based methods such as MUSIC, the proposed approach exhibits significantly improved estimation accuracy and angular resolution. Moreover, as the SNR and the number of snapshots increase, the performance of the proposed algorithm progressively approaches the derived CRB, indicating near-optimal efficiency.
    Conclusion The proposed method effectively reduces system complexity and hardware costs while maintaining high direction-finding accuracy and angular resolution, providing a practical solution for compact and high-precision DOA measurement systems.

     

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